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IAPP AIGP Exam Sample Questions


Question # 1

Each of the following actors are typically engaged in the Al development life cycle EXCEPT?
A. Data architects.
B. Government regulators.
C. Socio-cultural and technical experts.
D. Legal and privacy governance experts.


B. Government regulators.

Explanation:

Typically, actors involved in the AI development life cycle include data architects (who design the data frameworks), socio-cultural and technical experts (who ensure the AI system is socio-culturally aware and technically sound), and legal and privacy governance experts (who handle the legal and privacy aspects). Government regulators, while important, are not directly engaged in the development process but rather oversee and regulate the industry.

Reference:

AIGP BODY OF KNOWLEDGE and AI development frameworks.




Question # 2

All of the following are common optimization techniques in deep learning to determine weights that represent the strength of the connection between artificial neurons EXCEPT?
A. Gradient descent, which initially sets weights arbitrary values, and then at each step changes them.
B. Momentum, which improves the convergence speed and stability of neural network training.
C. Autoregression, which analyzes and makes predictions about time-series data.
D. Backpropagation, which starts from the last layer working backwards.


C. Autoregression, which analyzes and makes predictions about time-series data.

Explanation:

Autoregression is not a common optimization technique in deep learning to determine weights for artificial neurons. Common techniques include gradient descent, momentum, and backpropagation. Autoregression is more commonly associated with time-series analysis and forecasting rather than neural network optimization. Reference: AIGP BODY OF KNOWLEDGE, which discusses common optimization techniques used in deep learning​​.




Question # 3

An EU bank intends to launch a multi-modal Al platform for customer engagement and automated decision-making assist with the opening of bank accounts. The platform has been subject to thorough risk assessments and testing, where it proves to be effective in not discriminating against any individual on the basis of a protected class. What additional obligations must the bank fulfill prior to deployment?
A. The bank must obtain explicit consent from users under the privacy Directive.
B. The bank must disclose how the Al system works under the Ell Digital Services Act.
C. The bank must subject the Al system an adequacy decision and publish its appropriate safeguards.
D. The bank must disclose the use of the Al system and implement suitable measures for users to contest automated decision-making.


D. The bank must disclose the use of the Al system and implement suitable measures for users to contest automated decision-making.

Explanation:

Under the EU regulations, particularly the GDPR, banks using AI for decision-making must inform users about the use of AI and provide mechanisms for users to contest decisions. This is part of ensuring transparency and accountability in automated processing. Explicit consent under the privacy directive (A) and disclosing under the Digital Services Act (B) are not specifically required in this context. An adequacy decision is related to data transfers outside the EU (C).




Question # 4

A U.S. mortgage company developed an Al platform that was trained using anonymized details from mortgage applications, including the applicant’s education, employment and demographic information, as well as from subsequent payment or default information. The Al platform will be used automatically grant or deny new mortgage applications, depending on whether the platform views an applicant as presenting a likely risk of default.

Which of the following laws is NOT relevant to this use case?
A. Fair Housing Act.
B. Fair Credit Reporting Act.
C. Equal Credit Opportunity Act.
D. Title VII of the Civil Rights Act of 1964.


D. Title VII of the Civil Rights Act of 1964.

Explanation:

The U.S. mortgage company's AI platform relates to housing and credit, making the Fair Housing Act (A), Fair Credit Reporting Act (B), and Equal Credit Opportunity Act (C) relevant. Title VII of the Civil Rights Act of 1964 deals with employment discrimination and is not directly relevant to the mortgage application context (D).




Question # 5

Which of the following would be the least likely step for an organization to take when designing an integrated compliance strategy for responsible Al?
A. Conducting an assessment of existing compliance programs to determine overlaps and integration points.
B. Employing a new software platform to modernize existing compliance processes across the organization.
C. Consulting experts to consider the ethical principles underpinning the use of Al within the organization.
D. Launching a survey to understand the concerns and interests of potentially impacted stakeholders.


B. Employing a new software platform to modernize existing compliance processes across the organization.

Explanation:

When designing an integrated compliance strategy for responsible AI, the least likely step would be employing a new software platform to modernize existing compliance processes. While modernizing compliance processes is beneficial, it is not as directly related to the strategic integration of ethical principles and stakeholder concerns. More critical steps include conducting assessments of existing compliance programs to identify overlaps and integration points, consulting experts on ethical principles, and launching surveys to understand stakeholder concerns. These steps ensure that the compliance strategy is comprehensive and aligned with responsible AI principles.

Reference:

AIGP Body of Knowledge on AI Governance and Compliance Integration.



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